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One Rock is a registered investment adviser under the Investment Advisers Act of 1940, as amended. Such registration does not imply that the Securities and Exchange Commission (the “SEC”) has endorsed or approved the qualifications of One Rock and its respective representatives to provide the advisory and management services described in the Site. Furthermore, One Rock may transact business only in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Consequently, this Site may contain information about investment products and services that are not intended for or available to certain investors in certain jurisdictions. For information pertaining to the registration status of One Rock, please contact the SEC or the state securities regulators for those states in which One Rock maintains a notice filing. A copy of One Rock’s current written disclosure statement discussing One Rock’s business operations, services, and fees is available from One Rock upon written request.
Users of the Site should note that no information on the Site should be construed as investment or financial advice. The Site is limited to the dissemination of general information pertaining to One Rock’s advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of the Site on the Internet should not be construed by any consumer and/or prospective client/investor as One Rock’s solicitation to effect, or attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by One Rock with a prospective client/investor shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state or other jurisdiction where the prospective client/investor resides.
One Rock is not utilizing the Site to provide investment or other advice, and no information or material available through the Site is to be relied upon for the purpose of making or communicating investment or other decisions. One Rock is neither an attorney nor an accountant, and no portion of the Site content should be interpreted as legal, accounting, or tax advice. To the extent that past performance is available through the Site, past performance is not indicative of future results, and no representation is being made that any investment will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided.
No material available through the Site shall be used or considered as an offer to sell or a solicitation of any offer to buy the securities or services of any of our affiliated entities. Offers can only be made where lawful under, and in compliance with, applicable law.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by One Rock), will be profitable or equal any historical performance level(s).
Investments discussed on the Site, if any, may not be suitable for all investors. Investors should make their own investment decisions based upon their own financial objectives and financial resources, and should obtain independent investment and tax advice before deciding to invest. Case studies set forth on the Site, if any, have been selected to exemplify One Rock’s investments in different asset classes and/or geographic regions. These investments do not represent all of the investments selected by One Rock with respect to a particular asset class, geographic region, or a particular account. Case studies may be ongoing investments of certain accounts managed by One Rock, and are not intended to be, and should not be construed as, investment advice or a recommendation to purchase or sell any particular security. Case studies or other investments discussed on the Site ultimately may generate positive returns, and other investments made in these asset classes or geographic regions, but not discussed on the Site, may generate negative returns, or vice versa. It should not be assumed that investments made for any particular account will match the performance or character of the investments discussed on the Site, or that the returns of any accounts managed by One Rock will equal the performance of the investments discussed on the Site. Investors may experience materially different results.
The information included in One Rock press releases is based upon information reasonably available to One Rock as of the date of such press release. One Rock does not undertake any duty to update or correct the information contained in such press releases.
Certain information contained on the Site (including financial information and information relating to investments in companies) has been obtained from published and non-published sources. Such information has not been independently verified by One Rock, which does not assume responsibility for the accuracy of such information. Except where otherwise indicated in the Site, the information provided on the Site is based on matters as they exist as of the date of preparation and not as of any future date, and will not be updated or otherwise revised to reflect information that subsequently becomes available, or circumstances existing or changes occurring after the date thereof.
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One Rock obtains information from a wide variety of publicly-available sources. One Rock does not have, nor does it claim to have, sources of inside or private information. The recommendations developed by One Rock in connection with its services are based upon the professional judgment of One Rock, and One Rock cannot and does not guarantee the results of any recommendations.
The Site contains certain “forward-looking statements,” which may be identified by the use of such words as “believe,” “expect,” “anticipate,” “should,” “planned,” “estimated,” “potential,” and other similar terms. Examples of forward-looking statements include, but are not limited to, estimates with respect to financial condition, results of operations, and the success or lack of success of One Rock’s investment process or strategy. All are subject to various factors, including, but not limited to, general and local economic conditions, changing levels of competition within certain industries and markets, changes in interest rates, changes in legislation or regulation, and other economic, competitive, governmental, regulatory, and technological factors affecting One Rock’s operations that could cause actual results to differ materially from projected results.
Certain portions of the Site may contain a discussion of, and/or provide access to, One Rock’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client/investor or prospective client/investor should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from One Rock or from any other investment professional.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client/investor or prospective client/investor as a guarantee that he/she will experience a certain level of results if One Rock is engaged, or continues to be engaged, to provide investment advisory services, nor should they be construed as current or past endorsements of One Rock by any of its clients/investors. Rankings published by magazines and others generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Moreover, with regard to any performance information contained on the Site, directly or indirectly, users should note that past results are not indicative of future results.
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Our failure to act on or enforce any provision of the Agreement shall not be construed as a waiver of that provision or any other provision in this Agreement. No waiver shall be effective against us unless made in writing, and no such waiver shall be construed as a waiver in any other or subsequent instance. Except as expressly agreed by us and you in writing, this Agreement constitutes the entire agreement between you and us with respect to the subject matter, and supersedes all previous or contemporaneous agreements, whether written or oral, between the parties with respect to the subject matter. The section headings are provided merely for convenience and shall not be given any legal import. The Agreement will inure to the benefit of our successors, assigns, licensees, and sublicensees. Sections 10, 12, 13, 14, 15, and 19 shall survive termination of the Agreement.